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==Sediment Capping==   
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==Assessing Vapor Intrusion (VI) Impacts in Neighborhoods with Groundwater Contaminated by Chlorinated Volatile Organic Chemicals (CVOCs)==  
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Capping is an ''in situ'' remedial technology that involves placement of a clean substrate on the surface of [[Contaminated Sediments - Introduction | contaminated sediments]] to reduce contaminant uptake by benthic organisms and contaminant flux to surface water.  Simple sand caps can be effective in reducing exposure of benthic organisms and in limiting oxygen transport into the contaminated sediments, resulting in precipitation of metal sulfides. Amendments are sometimes included in caps to reduce cap permeability and groundwater upwelling, to increase contaminant sorption or biodegradation, or to improve habitat.   
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The VI Diagnosis Toolkit<ref name="JohnsonEtAl2020">Johnson, P.C., Guo, Y., Dahlen, P., 2020. The VI Diagnosis Toolkit for Assessing Vapor Intrusion Pathways and Mitigating Impacts in Neighborhoods Overlying Dissolved Chlorinated Solvent Plumes.  ESTCP Project ER-201501, Final Report. [https://serdp-estcp.mil/projects/details/a0d8bafd-c158-4742-b9fe-5f03d002af71 Project Website]&nbsp;&nbsp; [[Media: ER-201501.pdf | Final Report.pdf]]</ref> is a set of tools that can be used individually or in combination to assess vapor intrusion (VI) impacts at one or more buildings overlying regional-scale dissolved chlorinated solvent-impacted groundwater plumes. The strategic use of these tools can lead to confident and efficient neighborhood-scale VI pathway assessments.   
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<div style="float:right;margin:0 0 2em 2em;">__TOC__</div>
 
<div style="float:right;margin:0 0 2em 2em;">__TOC__</div>
  
 
'''Related Article(s):'''
 
'''Related Article(s):'''
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*[[Contaminated Sediments - Introduction]]
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*[[In Situ Treatment of Contaminated Sediments with Activated Carbon]]
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*[[Vapor Intrusion (VI)]]
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*Sediment Risk Assessment
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*[[Vapor Intrusion – Sewers and Utility Tunnels as Preferential Pathways]]
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*[[Passive Sampling of Sediments]]
 
  
 
'''Contributor(s):'''  
 
'''Contributor(s):'''  
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*Danny Reible
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*Paul C. Johnson, Ph.D.
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*Paul Dahlen, Ph.D.
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*Yuanming Guo, Ph.D.
  
 
'''Key Resource(s):'''
 
'''Key Resource(s):'''
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*Processes, Assessment and Remediation of Contaminated Sediments<ref name="Reible2014">Reible, D. D., Editor, 2014. Processes, Assessment and Remediation of Contaminated Sediments. Springer, New York, NY. 462 pp. ISBN: 978-1-4614-6725-0</ref>
 
  
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* Guidance for In-Situ Subaqueous Capping of Contaminated Sediments<ref name="Palermo1998">Palermo, M., Maynord, S., Miller, J. and Reible, D., 1998. Guidance for In-Situ Subaqueous Capping of Contaminated Sediments. Assessment and Remediation of Contaminated Sediments (ARCS) Program, Great Lakes National Program Office, US EPA 905-B96-004. 147 pp.  [[Media: USEPA_905-B96-004.pdf | Report.pdf]]</ref>
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*The VI Diagnosis Toolkit for Assessing Vapor Intrusion Pathways and Impacts in Neighborhoods Overlying Dissolved Chlorinated Solvent Plumes, ESTCP Project ER-201501, Final Report<ref name="JohnsonEtAl2020"/>
  
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==Introduction==
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*CPM Test Guidelines: Use of Controlled Pressure Method Testing for Vapor Intrusion Pathway Assessment, ESTCP Project ER-201501, Technical Report<ref name="JohnsonEtAl2021">Johnson, P.C., Guo, Y., Dahlen, P., 2021.  CPM Test Guidelines: Use of Controlled Pressure Method Testing for Vapor Intrusion Pathway Assessment.  ESTCP ER-201501, Technical Report. [https://serdp-estcp.mil/projects/details/a0d8bafd-c158-4742-b9fe-5f03d002af71 Project Website]&nbsp;&nbsp; [[Media: ER-201501_Technical_Report.pdf | Technical_Report.pdf]]</ref>    
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[[File:SedCapFig1.png|thumb|left|480px|Figure 1. Conceptual sketch of a cap configuration]]
 
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Capping is an ''in situ'' remedial technology for contaminated sediments that involves placement of a clean substrate on the sediment surface.  Capping contaminated sediments following [[Wikipedia: Dredging | dredging operations]] and capping of dredged material to stabilize contaminants has been a common practice by the United States Army Corps of Engineers since the 1970s.  Beginning in the 1980s, in Japan and subsequently elsewhere, capping has been used more widely as a remedial approach to improve the quality of the bottom substrate and reduce contaminant exposures to benthic organisms and fish.  The USEPA published a capping guidance document in 1998 that summarizes past uses of sediment capping and outlines its basic design<ref name="Palermo1998"/>.   Although capping technology has developed substantially in the past 20 years, this early reference still provides useful information on the approach and its applications.  A more recent summary of capping is described in Reible 2014<ref name="Reible2014"/>.
 
  
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Capping serves to contain contaminated sediment solids, isolate contaminants from benthic organisms and reduce contaminant transport to the sediment surface and overlying water. The clean substrate may be an inert material such as sand, a natural sorbing material such as other sediments or clays, or be amended with an active/reactive material to enhance the isolation of the contaminants. Amendments to enhance contaminant isolation include permeability reduction agents to divert groundwater flow, sorbents to retard contaminant migration through the capping layer or provide greater accumulation capacity, or reagents to encourage degradation or transformation of the contaminants.  
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*VI Diagnosis Toolkit User Guide, ESTCP Project ER-201501<ref name="JohnsonEtAl2022">Johnson, P.C., Guo, Y., and Dahlen, P., 2022. VI Diagnosis Toolkit User Guide, ESTCP ER-201501, User Guide.  [https://serdp-estcp.mil/projects/details/a0d8bafd-c158-4742-b9fe-5f03d002af71 Project Website]&nbsp;&nbsp; [[Media: ER-201501_User_Guide.pdf | User_Guide.pdf]]</ref>
  
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The basic concept of a cap is illustrated in Figure 1. The Figure also illustrates that a cap is often a thin layer or layers relative to water depth and generally causes little disturbance to the underlying sediments or body of water in which it is placed.   Depending upon the erosive forces to which the cap may be subjected, the surface layer may be composed of relatively coarse material to withstand those erosive forces.  
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==Background==
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[[File:ChangFig2.png | thumb | 400px| Figure 1. Example of instrumentation used for OPTICS monitoring.]]
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[[File:ChangFig1.png | thumb | 400px| Figure 2. Schematic diagram illustrating the OPTICS methodology. High resolution in-situ data are integrated with traditional discrete sample analytical data using partial least-square regression to derive high resolution chemical contaminant concentration data series.]]
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Nationwide, the liability due to contaminated sediments is estimated in the trillions of dollars. Stakeholders are assessing and developing remedial strategies for contaminated sediment sites in major harbors and waterways throughout the U.S. The mobility of contaminants in surface water is a primary transport and risk mechanism<ref>Thibodeaux, L.J., 1996. Environmental Chemodynamics: Movement of Chemicals in Air, Water, and Soil, 2nd Edition, Volume 110 of Environmental Science and Technology: A Wiley-Interscience Series of Texts and Monographs. John Wiley & Sons, Inc. 624 pages. ISBN: 0-471-61295-2</ref><ref>United States Environmental Protection Agency (USEPA), 2005. Contaminated Sediment Remediation Guidance for Hazardous Waste Sites. Office of Superfund Remediation and Technology Innovation Report, EPA-540-R-05-012. [[Media: 2005-USEPA-Contaminated_Sediment_Remediation_Guidance.pdf | Report.pdf]]</ref><ref>Lick, W., 2008. Sediment and Contaminant Transport in Surface Waters. CRC Press. 416 pages. [https://doi.org/10.1201/9781420059885 doi:  10.1201/9781420059885]</ref>; therefore, long-term monitoring of both particulate- and dissolved-phase contaminant concentration prior to, during, and following remedial action is necessary to document remedy effectiveness. Source control and total maximum daily load (TMDL) actions generally require costly manual monitoring of dissolved and particulate contaminant concentrations in surface water. The magnitude of cost for these actions is a strong motivation to implement efficient methods for long-term source control and remedial monitoring.  
  
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Although a cap is typically thin compared to the water depth, it generally must be thicker than the biologically active zone (BAZ) of the sediments. The biologically active zone is that zone in which benthic organisms live and interact with the sediment.  Their activities tend to mix the BAZ (known as [[Wikipedia: Bioturbation | bioturbation]]) over the course of a few years and thus a cap that is thinner than the BAZ will tend to become intermixed with the underlying contaminated sediments.   Processes other than bioturbation including diffusion, advection or groundwater upwelling, hyporheic exchange near the interface, biogenic gas production and migration and underlying sediment consolidation can all lead to contaminant migration into and through a cap. These occur at different rates and intensities and their assessment and evaluation ultimately governs the effectiveness of a cap and the feasibility of its use as a sediment remediation technology for a particular site.
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Traditional surface water monitoring requires mobilization of field teams to manually collect discrete water samples, send samples to laboratories, and await laboratory analysis so that a site evaluation can be conducted. These traditional methods are well known to have inherent cost and safety concerns and are of limited use (due to safety concerns and standby requirements for resources) in capturing the effects of episodic events (e.g., storms) that are important to consider in site risk assessment and remedy selection. Automated water samplers are commercially available but still require significant field support and costly laboratory analysis. Further, automated samplers may not be suitable for analytes with short hold-times and temperature requirements.  
  
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In general, capping is an effective remedial technology for contaminants that are strongly associated with the sediment solids including hydrophobic organic compounds such as high molecular weight [[Polycyclic Aromatic Hydrocarbons (PAHs) | polycyclic aromatic hydrocarbons (PAHs)]], [[Wikipedia: Polychlorinated biphenyl | polychlorinated biphenyls (PCBs)]], [[Wikipedia: Dioxins and dioxin-like compounds | dioxins]] and [[Wikipedia: DDT | DDTx]], but also [[Metal and Metalloid Contaminants | heavy metals]]. Hydrophobic organic compounds tend to strongly associate with the organic fraction of sediments so organic rich sediments or the addition of organic phases to the capping material can be very effective at containing these contaminants. Many of the common heavy metals of concern, including cadmium, copper, nickel, zinc, lead and mercury, tend to be associated with insoluble sulfides under strongly reducing conditions.  Since oxygen penetration into a capping layer is typically limited to a few cm or less at the surface, a cap serves to drive the underlying contaminated sediment toward strongly reducing conditions and, particularly in marine and estuarine sediments, encourage sulfate reduction leading to the formation of these insoluble sulfides.  The low solubility of these sulfides encourages retention by a capping layer and makes the cap extremely effective as a remedial approach for sediments with elevated concentrations of heavy metals.
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Optically-based characterization of surface water contaminants is a cost-effective alternative to traditional discrete water sampling methods. Unlike discrete water sampling, which typically results in sparse data at low resolution, and therefore, is of limited use in determining mass loading, OPTICS (OPTically-based In-situ Characterization System) provides continuous data and allows for a complete understanding of water quality and contaminant transport in response to natural processes and human impacts<ref name="ChangEtAl2019"/><ref name="ChangEtAl2018"/><ref name="ChangEtAl2024"/><ref>Bergamaschi, B.A., Fleck, J.A., Downing, B.D., Boss, E., Pellerin, B., Ganju, N.K., Schoellhamer, D.H., Byington, A.A., Heim, W.A., Stephenson, M., Fujii, R., 2011. Methyl mercury dynamics in a tidal wetland quantified using in situ optical measurements. Limnology and Oceanography, 56(4), pp. 1355-1371. [https://doi.org/10.4319/lo.2011.56.4.1355 doi: 10.4319/lo.2011.56.4.1355]&nbsp;&nbsp; [[Media: BergamaschiEtAl2011.pdf | Open Access Article]]</ref><ref>Bergamaschi, B.A., Fleck, J.A., Downing, B.D., Boss, E., Pellerin, B.A., Ganju, N.K., Schoellhamer, D.H., Byington, A.A., Heim, W.A., Stephenson, M., Fujii, R., 2012. Mercury Dynamics in a San Francisco Estuary Tidal Wetland: Assessing Dynamics Using In Situ Measurements. Estuaries and Coasts, 35, pp. 1036-1048. [https://doi.org/10.1007/s12237-012-9501-3 doi: 10.1007/s12237-012-9501-3]&nbsp;&nbsp; [[Media: BergamaschiEtAl2012a.pdf | Open Access Article]]</ref><ref>Bergamaschi, B.A., Krabbenhoft, D.P., Aiken, G.R., Patino, E., Rumbold, D.G., Orem, W.H., 2012. Tidally driven export of dissolved organic carbon, total mercury, and methylmercury from a mangrove-dominated estuary. Environmental Science and Technology, 46(3), pp. 1371-1378. [https://doi.org/10.1021/es2029137 doi: 10.1021/es2029137]&nbsp;&nbsp; [[Media: BergamaschiEtAl2012b.pdf | Open Access Article]]</ref>. The OPTICS tool integrates commercial off-the-shelf ''in situ'' aquatic sensors (Figure 1), periodic discrete surface water sample collection, and a multi-parameter statistical prediction model<ref name="deJong1993">de Jong, S., 1993. SIMPLS: an alternative approach to partial least squares regression. Chemometrics and Intelligent Laboratory Systems, 18(3), pp. 251-263. [https://doi.org/10.1016/0169-7439(93)85002-X doi: 10.1016/0169-7439(93)85002-X]</ref><ref name="RosipalKramer2006">Rosipal, R. and Krämer, N., 2006. Overview and Recent Advances in Partial Least Squares, In: Subspace, Latent Structure, and Feature Selection: Statistical and Optimization Perspectives Workshop, Revised Selected Papers (Lecture Notes in Computer Science, Volume 3940), Springer-Verlag, Berlin, Germany. pp. 34-51. [https://doi.org/10.1007/11752790_2 doi: 10.1007/11752790_2]</ref> to provide high temporal and/or spatial resolution characterization of surface water chemicals of potential concern (COPCs) (Figure 2).
  
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A variety of tools have been developed to evaluate the processes leading to sorption and retardation of contaminants as well as processes leading to contaminant migration and release. The original references quantifying contaminant behavior in a sediment cap were explored in a series of papers in the early 1990s<ref name="Wang1991">Wang, X.Q., Thibodeaux, L.J., Valsaraj, K.T. and Reible, D.D., 1991. Efficiency of Capping Contaminated Bed Sediments in Situ. 1. Laboratory-Scale Experiments on Diffusion-Adsorption in the Capping Layer. Environmental Science and Technology, 25(9), pp.1578-1584. [https://doi.org/10.1021/es00021a008 DOI: 10.1021/es00021a008]</ref><ref name="Thoma1993">Thoma, G.J., Reible, D.D., Valsaraj, K.T. and Thibodeaux, L.J., 1993. Efficiency of Capping Contaminated Bed Sediments in Situ 2. Mathematics of Diffusion-Adsorption in the Capping Layer. Environmental Science and Technology, 27(12), pp.2412-2419. [https://doi.org/10.1021/es00048a015 DOI: 10.1021/es00048a015]</ref>. Since that time, design tools have been continuously improved. [https://www.depts.ttu.edu/ceweb/research/reiblesgroup/downloads.php CapSim] is a commonly used and current tool developed by Dr. Reible and collaborators. This tool can evaluate contaminant release from uncapped, capped, and treated sediments for purposes of design and evaluation. The model formulation and structure is described in Shen et al. 2018<ref name="Shin2018">Shen, X., Lampert, D., Ogle, S. and Reible, D., 2018. A software tool for simulating contaminant transport and remedial effectiveness in sediment environments. Environmental Modelling and Software, 109, pp. 104-113.  [https://doi.org/10.1016/j.envsoft.2018.08.014 DOI: 10.1016/j.envsoft.2018.08.014]</ref>. One common use of such a tool is to evaluate the effect of various cap materials and thicknesses on the performance of a cap.
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==Technology Overview==
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The principle behind OPTICS is based on the relationship between optical properties of natural waters and the particles and dissolved material contained within them<ref>Boss, E. and Pegau, W.S., 2001. Relationship of light scattering at an angle in the backward direction to the backscattering coefficient. Applied Optics, 40(30), pp. 5503-5507. [https://doi.org/10.1364/AO.40.005503 doi: 10.1364/AO.40.005503]</ref><ref>Boss, E., Twardowski, M.S., Herring, S., 2001. Shape of the particulate beam spectrum and its inversion to obtain the shape of the particle size distribution. Applied Optics, 40(27), pp. 4884-4893. [https://doi.org/10.1364/AO.40.004885 doi:10/1364/AO.40.004885]</ref><ref>Babin, M., Morel, A., Fournier-Sicre, V., Fell, F., Stramski, D., 2003. Light scattering properties of marine particles in coastal and open ocean waters as related to the particle mass concentration. Limnology and Oceanography, 48(2), pp. 843-859. [https://doi.org/10.4319/lo.2003.48.2.0843 doi: 10.4319/lo.2003.48.2.0843]&nbsp;&nbsp; [[Media: BabinEtAl2003.pdf | Open Access Article]]</ref><ref>Coble, P., Hu, C., Gould, R., Chang, G., Wood, M., 2004. Colored dissolved organic matter in the coastal ocean: An optical tool for coastal zone environmental assessment and management. Oceanography, 17(2), pp. 50-59. [https://doi.org/10.5670/oceanog.2004.47 doi: 10.5670/oceanog.2004.47]&nbsp;&nbsp; [[Media: CobleEtAl2004.pdf | Open Access Article]]</ref><ref>Sullivan, J.M., Twardowski, M.S., Donaghay, P.L., Freeman, S.A., 2005. Use of optical scattering to discriminate particle types in coastal waters. Applied Optics, 44(9), pp. 1667–1680. [https://doi.org/10.1364/AO.44.001667 doi: 10.1364/AO.44.001667]</ref><ref>Twardowski, M.S., Boss, E., Macdonald, J.B., Pegau, W.S., Barnard, A.H., Zaneveld, J.R.V., 2001. A model for estimating bulk refractive index from the optical backscattering ratio and the implications for understanding particle composition in case I and case II waters. Journal of Geophysical Research: Oceans, 106(C7), pp. 14,129-14,142. [https://doi.org/10.1029/2000JC000404 doi: 10/1029/2000JC000404]&nbsp;&nbsp; [[Media: TwardowskiEtAl2001.pdf | Open Access Article]]</ref><ref>Chang, G.C., Barnard, A.H., McLean, S., Egli, P.J., Moore, C., Zaneveld, J.R.V., Dickey, T.D., Hanson, A., 2006. In situ optical variability and relationships in the Santa Barbara Channel: implications for remote sensing. Applied Optics, 45(15), pp. 3593–3604. [https://doi.org/10.1364/AO.45.003593 doi: 10.1364/AO.45.003593]</ref><ref>Slade, W.H. and Boss, E., 2015. Spectral attenuation and backscattering as indicators of average particle size. Applied Optics, 54(24), pp. 7264-7277. [https://doi.org/10.1364/AO.54.007264 doi: 10/1364/AO.54.007264]&nbsp;&nbsp; [[Media: SladeBoss2015.pdf | Open Access Article]]</ref>. Surface water COPCs such as heavy metals and polychlorinated biphenyls (PCBs) are hydrophobic in nature and tend to sorb to materials in the water column, which have unique optical signatures that can be measured at high-resolution using ''in situ'', commercially available aquatic sensors<ref>Agrawal, Y.C. and Pottsmith, H.C., 2000. Instruments for particle size and settling velocity observations in sediment transport. Marine Geology, 168(1-4), pp. 89-114. [https://doi.org/10.1016/S0025-3227(00)00044-X doi: 10.1016/S0025-3227(00)00044-X]</ref><ref>Boss, E., Pegau, W.S., Gardner, W.D., Zaneveld, J.R.V., Barnard, A.H., Twardowski, M.S., Chang, G.C., Dickey, T.D., 2001. Spectral particulate attenuation and particle size distribution in the bottom boundary layer of a continental shelf. Journal of Geophysical Research: Oceans, 106(C5), pp. 9509-9516. [https://doi.org/10.1029/2000JC900077 doi: 10.1029/2000JC900077]&nbsp;&nbsp; [[Media: BossEtAl2001.pdf | Open Access Article]]</ref><ref>Boss, E., Pegau, W.S., Lee, M., Twardowski, M., Shybanov, E., Korotaev, G. Baratange, F., 2004. Particulate backscattering ratio at LEO 15 and its use to study particle composition and distribution. Journal of Geophysical Research: Oceans, 109(C1), Article C01014. [https://doi.org/10.1029/2002JC001514 doi: 10.1029/2002JC001514]&nbsp;&nbsp; [[Media: BossEtAl2004.pdf | Open Access Article]]</ref><ref>Briggs, N.T., Slade, W.H., Boss, E., Perry, M.J., 2013. Method for estimating mean particle size from high-frequency fluctuations in beam attenuation or scattering measurement. Applied Optics, 52(27), pp. 6710-6725. [https://doi.org/10.1364/AO.52.006710 doi: 10.1364/AO.52.006710]&nbsp;&nbsp; [[Media: BriggsEtAl2013.pdf | Open Access Article]]</ref>. Therefore, high-resolution concentrations of COPCs can be accurately and robustly derived from ''in situ'' measurements using statistical methods.
  
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==Cap Design and Materials for Chemical Containment==
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The OPTICS method is analogous to the commonly used empirical derivation of total suspended solids concentration (TSS) from optical turbidity using linear regression<ref>Rasmussen, P.P., Gray, J.R., Glysson, G.D., Ziegler, A.C., 2009. Guidelines and procedures for computing time-series suspended-sediment concentrations and loads from in-stream turbidity-sensor and streamflow data. In: Techniques and Methods, Book 3: Applications of Hydraulics, Section C: Sediment and Erosion Techniques, Ch. 4. 52 pages. U.S. Geological Survey.&nbsp;&nbsp; [[Media: RasmussenEtAl2009.pdf | Open Access Article]]</ref>. However, rather than deriving one response variable (TSS) from one predictor variable (turbidity), OPTICS involves derivation of one response variable (e.g., PCB concentration) from a suite of predictor variables (e.g., turbidity, temperature, salinity, and fluorescence of chlorophyll-a) using multi-parameter statistical regression. OPTICS is based on statistical correlation – similar to the turbidity-to-TSS regression technique. The method does not rely on interpolation or extrapolation.  
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An inert material such as sand can be effective as a capping material where contaminants are strongly associated with solids and where the operative site specific transport mechanisms do not lead to rapid contaminant migration through such a material. Additional contaminant containment can often be achieved through the placement of clean sediment, e.g. dredged material from a nearby location.  Other materials as cap layers or amendments may be useful to address particularly mobile contaminants or when particular degradative mechanisms can be exploited. The Anacostia River was the site of a demonstration that first tested “active” or “amended” capping in the field<ref name="Reible2003">Reible, D., Constant, D.W., Roberts, K. and Zhu, Y., 2003. Active capping demonstration project in anacostia DC. In Second International Conference on the Remediation of Contaminated Sediments: October. Free download available from: [https://www.researchgate.net/profile/Danny-Reible/publication/237747790_ACTIVE_CAPPING_DEMONSTRATION_PROJECT_IN_ANACOSTIA_DC/links/0c96053861030b7699000000/ACTIVE-CAPPING-DEMONSTRATION-PROJECT-IN-ANACOSTIA-DC.pdf ResearchGate]</ref><ref name="Reible2006">Reible, D., Lampert, D., Constant, D., Mutch Jr, R.D. and Zhu, Y., 2006. Active Capping Demonstration in the Anacostia River, Washington, DC. Remediation Journal: The Journal of Environmental Cleanup Costs, Technologies and Techniques, 17(1), pp. 39-53.  [https://doi.org/10.1002/rem.20111 DOI: 10.1002/rem.20111]  Free download available from: [https://www.academia.edu/download/44146457/Remediation_Journal_Paper_2006.pdf Academia.edu]</ref>. Amended caps are often the best option when groundwater upwelling or other advective processes promote significant mobility of contaminants and the addition of sorbents can slow that contaminant migration<ref name="Ghosh2011">Ghosh, U., Luthy, R.G., Cornelissen, G., Werner, D. and Menzie, C.A., 2011. In-situ Sorbent Amendments: A New Direction in Contaminated Sediment Management. Environmental Science and Technology, 45(4), pp. 1163-1168. [https://doi.org/10.1021/es102694h DOI: 10.1021/es102694h]  Open access article from: [https://pubs.acs.org/doi/pdf/10.1021/es102694h American Chemical Society]&nbsp;&nbsp; [[Media: Ghosh2011.pdf | Report.pdf]]</ref>. Although a variety of materials have been proposed for sediment caps, a far smaller number of options have been successfully employed in the field.  
 
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Metals migration is very site dependent due to the potential for many metals to complex with other species in the interstitial water and the specific metal speciation present at a site. Often, the strongly reducing environment beneath a cap renders many common metals unavailable through the formation of metal sulfides. In such cases, a simple sand cap can be very effective. Amended caps to manage metal contaminated sediments may be advantageous when site specific conditions lead to elevated metals mobility, but should be supported with site specific testing<ref name="Viana2008">Viana, P.Z., Yin, K. and Rockne, K.J., 2008. Modeling Active Capping Efficacy. 1. Metal and Organometal Contaminated Sediment Remediation. Environmental Science and Technology, 42(23), pp. 8922-8929. [https://doi.org/10.1021/es800942t DOI: 10.1021/es800942t]</ref>.
 
  
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For hydrophobic organic contaminants, cap amendments that directly control groundwater upwelling and also sorbents that can remove migrating contaminants from that groundwater have been successfully employed.   Examples include clay materials such as AquaBlok for permeability control, sorbents such as [[Wikipedia: Activated carbon | activated carbon]] for truly dissolved contaminants, and [[Wikipedia: Organoclay | organophilic clays]] for separate phase contaminants.
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The OPTICS technique utilizes partial least-squares (PLS) regression to determine a combination of physical, optical, and water quality properties that best predicts chemical contaminant concentrations with high variance. PLS regression is a statistically based method combining multiple linear regression and principal component analysis (PCA), where multiple linear regression finds a combination of predictors that best fit a response and PCA finds combinations of predictors with large variance<ref name="deJong1993"/><ref name="RosipalKramer2006"/>. Therefore, PLS identifies combinations of multi-collinear predictors (''in situ'', high-resolution physical, optical, and water quality measurements) that have large covariance with the response values (discrete surface water chemical contaminant concentration data from samples that are collected periodically, coincident with ''in situ'' measurements). PLS combines information about the variances of both the predictors and the responses, while also considering the correlations among them. PLS therefore provides a model with reliable predictive power.
  
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The placement of clean sediment as an ''in situ'' cap can be difficult when the material is fine grained or has a low density. Capping with a layer of coarse grained material such as clean sand mitigates this issue although clean sands have minimal sorption capacity. Because of this limitation, sand caps may not be sufficient for achieving remedial goals in sites where contamination levels are high or transport rates are fast due to pore water upwelling or tidal pumping effects. Conditions such as these may require the use of “active” amendments to reduce transport rates.
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OPTICS ''in situ'' measurement parameters include, but are not limited to current velocity, conductivity, temperature, depth, turbidity, dissolved oxygen, and fluorescence of chlorophyll-a and dissolved organic matter. Instrumentation for these measurements is commercially available, robust, deployable in a wide variety of configurations (e.g., moored, vessel-mounted, etc.), powered by batteries, and records data internally and/or transmits data in real-time. The physical, optical, and water quality instrumentation is compact and self-contained. The modularity and automated nature of the OPTICS measurement system enables robust, long-term, autonomous data collection for near-continuous monitoring.  
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Capping with clean sand provides a physical barrier between the underlying contaminated material and the overlying water, stabilizes the underlying sediment to prevent re-suspension of contaminated particles, and can reduce chemical exposure under certain conditions.  Sand primarily provides a passive barrier to the downward penetration of bioturbating organisms and the upward movement of sediment or contaminants.  Although conventional sandy caps can often be an effective means of managing contaminated sediments, there are conditions when sand caps may not be capable of achieving design objectives. Some factors that reduce the effectiveness of sand caps include:
 
  
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*erosion and loss of cap integrity
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[[File:ChangFig3.png | thumb | 400px| Figure 3. OPTICS to characterize COPC variability in the context of site processes at BCSA. (A) Tidal oscillations (Elev.<sub>MSL</sub>) and precipitation (Precip.). (B) – (D) OPTICS-derived particulate mercury (PHg) and methylmercury (PMeHg) and total PCBs (TPCBs). Open circles represent discrete water sample data.]] OPTICS measurements are provided at a significantly reduced cost relative to traditional monitoring techniques used within the environmental industry. Cost performance analysis shows that monitoring costs are reduced by more than 85% while significantly increasing the temporal and spatial resolution of sampling. The reduced cost of monitoring makes this technology suitable for a number of environmental applications including, but not limited to site baseline characterization, source control evaluation, dredge or stormflow plume characterization, and remedy performance monitoring. OPTICS has been successfully demonstrated for characterizing a wide variety of COPCs: mercury, methylmercury, copper, lead, PCBs, dichlorodiphenyltrichloroethane (DDT) and its related compounds (collectively, DDX), and 2,3,7,8-Tetrachlorodibenzo-p-dioxin (TCDD or dioxin) in a number of different environmental systems ranging from inland lakes and rivers to the coastal ocean. To date, OPTICS has been limited to surface water applications. Additional applications (e.g., groundwater) would require further research and development.
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*high groundwater upwelling rates
 
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*mobile (low sorption) contaminants of concern (COCs)
 
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*high COC concentrations
 
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*unusually toxic COCs
 
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*the presence of tidal influences
 
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*the presence of non-aqueous phase liquids (NAPLs)
 
−
*high rates of gas ebullition
 
  
−
Of these, the first three are common limitations to capping and often control the ability to effectively design and implement a cap as a sediment remedial strategy. In these cases, it may be possible to offset these issues by increasing the thickness of the cap. However, the required thickness can reach infeasible levels in shallow streams or navigable water bodies.  In addition, increased construction costs associated with thick caps may become prohibitive.  As a result of these issues, caps that use alternative materials (also known as active caps) to reduce the thickness or increase the protectiveness of a cap may be necessary. The materials in active caps are designed to interact with the COCs to enhance the containment properties of the cap.  
+
==Applications==
 +
[[File:ChangFig4.png | thumb | 400px| Figure 4. OPTICS reveals baseflow daily cycling and confirms storm-induced particle-bound COPC resuspension and mobilization through bank interaction. (A) Flow rate (Q) and precipitation (Precip). (B) – (C) OPTICS-derived particulate mercury (PHg) and methylmercury (PMeHg). Open circles represent discrete water sample data.]]
 +
[[File:ChangFig5.png | thumb | 400px| Figure 5. Three-dimensional volume plot of high spatial resolution OPTICS-derived PCBs in exceedance of baseline showing that PCBs were discharged from the outfall (yellow arrow), remained in suspension, and dispersed elsewhere before settling.]]
 +
An OPTICS study was conducted at Berry’s Creek Study Area (BCSA), New Jersey in 2014 and 2015 to understand COPC sources and transport mechanisms for development of an effective remediation plan. OPTICS successfully extended periodic discrete surface water samples to continuous, high-resolution measurements of PCBs, mercury, and methylmercury to elucidate COPC sources and transport throughout the BCSA tidal estuary system. OPTICS provided data at resolution sufficient to investigate COC variability in the context of physical processes. The results (Figure 3) facilitated focused and effective site remediation and management decisions that could not be determined based on periodic discrete samples alone, despite over seven years of monitoring at different locations throughout the system over a range of different seasons, tidal phases, and environmental conditions. The BCSA OPTICS methodology and its results have undergone official peer review overseen by the U.S. Environmental Protection Agency (USEPA), and those results have been published in peer-reviewed literature<ref name="ChangEtAl2019"/>.  
  
−
[[Wikipedia: Apatite | Apatites]] are a class of naturally occurring minerals that have been investigated as a sorbent for metals in soils and sediments<ref name="Melton2003">Melton, J.S., Crannell, B.S., Eighmy, T.T., Wilson, C. and Reible, D.D., 2003. Field Trial of the UNH Phosphate-Based Reactive Barrier Capping System for the Anacostia River. EPA Grant R819165-01-0</ref><ref name="Reible2003"/><ref name="Knox2012">Knox, A.S., Paller, M.H. and Roberts, J., 2012. Active Capping Technology—New Approaches for In Situ Remediation of Contaminated Sediments. Remediation Journal, 22(2), pp.93-117.  [https://doi.org/10.1002/rem.21313 DOI: 10.1002/rem.21313]  Free download available from: [https://www.researchgate.net/profile/Anna-Knox-2/publication/233374607_Active_Capping_Technology-New_Approaches_for_In_Situ_Remediation_of_Contaminated_Sediments/links/5a7de4c5aca272a73765c344/Active-Capping-Technology-New-Approaches-for-In-Situ-Remediation-of-Contaminated-Sediments.pdf ResearchGate]</ref>.  Apatites consist of a matrix of calcium phosphate and various other common anions, including fluoride, chloride, hydroxide, and occasionally carbonate. Metals are sequestered either through direct ion exchange with the calcium atom or dissolution of hydroxyapatite followed by precipitation of lead apatite. [[Wikipedia: Zeolite | Zeolites]], which are microporous aluminosilicate minerals with a high cationic exchange capacity (CEC), have also been proposed to manage metal species<ref name="Zhan2019">Zhan, Y., Yu, Y., Lin, J., Wu, X., Wang, Y. and Zhao, Y., 2019. Simultaneous control of nitrogen and phosphorus release from sediments using iron-modified zeolite as capping and amendment materials. Journal of Environmental Management, 249, p.109369.  [https://doi.org/10.1016/j.jenvman.2019.109369 DOI: 10.1016/j.jenvman.2019.109369]</ref>.
+
OPTICS was applied at the South River, Virginia in 2016 to quantify sources of legacy mercury in the system that are contributing to recontamination and continued elevated mercury concentrations in fish tissue. OPTICS provided information necessary to identify mechanisms for COPC redistribution and to quantify the relative contribution of each mechanism to total mass transport of mercury and methylmercury in the system. Continuous, high-resolution COPC data afforded by OPTICS helped resolve baseflow daily cycling that had never before been observed at the South River (Figure 4) and provided data at temporal resolution necessary to verify storm-induced particle-bound COC resuspension and mobilization through bank interaction. The results informed source control and remedy design and monitoring efforts. Methodology and results from the South River have been published in peer-reviewed literature<ref name="ChangEtAl2018"/>.  
−
 
 
−
It is possible to create a hydrophobic, sorbing layer for non-polar organics by exchanging a cationic surfactant onto the surface of clays such as zeolites and bentonites,. Organoclay is a modified bentonite containing such substitutions that has been evaluated for control of non-aqueous phase NAPLs and other organic contaminants<ref name="Reible2007">Reible, D.D., Lu, X., Moretti, L., Galjour, J. and Ma, X., 2007. Organoclays for the capping of contaminated sediments. AIChE Annual Meeting.  ISBN: 978-081691022-9</ref>.  An organoclay cap has been implemented for sediment remediation at the McCormick and Baxter site in Portland, OR<ref name="Parrett2005">Parrett, K. and Blishke, H., 2005. 23-Acre Multilayer Sediment Cap in Dynamic Riverine Environment Using Organoclay an Adsorptive Capping Material. Presentation to Society of Environmental Toxicology and Chemistry (SETAC), 26th Annual Meeting.</ref>.  A similar organic sorbing phase can be formed by treating zeolites with surfactants but this approach has not been reported for contaminated sediments.  
 
  
−
Activated carbon is a strong sorbent of hydrophobic organic compounds and has been used as a [[In Situ Treatment of Contaminated Sediments with Activated Carbon | treatment for sediments]] or as an active sorbent within a capping layer<ref name="Zimmerman2004">Zimmerman, J.R., Ghosh, U., Millward, R.N., Bridges, T.S. and Luthy, R.G., 2004. Addition of Carbon Sorbents to Reduce PCB and PAH Bioavailability in Marine Sediments: Physicochemical Tests. Environmental Science and Technology, 38(20), pp. 5458-5464.  [https://doi.org/10.1021/es034992v DOI: 10.1021/es034992v]</ref><ref name="Werner2005">Werner, D., Higgins, C.P. and Luthy, R.G., 2005. The sequestration of PCBs in Lake Hartwell sediment with activated carbon. Water Research, 39(10), pp. 2105-2113.  [https://doi.org/10.1016/j.watres.2005.03.019 DOI: 10.1016/j.watres.2005.03.019]</ref><ref name="Abel2018">Abel, S. and Akkanen, J., 2018. A Combined Field and Laboratory Study on Activated Carbon-Based Thin Layer Capping in a PCB-Contaminated Boreal Lake. Environmental Science and Technology, 52(8), pp. 4702-4710. [https://doi.org/10.1021/acs.est.7b05114 DOI: 10.1021/acs.est.7b05114] Open access article available from: [https://pubs.acs.org/doi/pdf/10.1021/acs.est.7b05114 American Chemical Society]&nbsp;&nbsp; [[Media: Abel2018.pdf | Report.pdf]]</ref><ref name="Payne 2018">Payne, R.B., Ghosh, U., May, H.D., Marshall, C.W. and Sowers, K.R., 2019. A Pilot-Scale Field Study: In Situ Treatment of PCB-Impacted Sediments with Bioamended Activated Carbon. Environmental Science and Technology, 53(5), pp. 2626-2634. [https://doi.org/10.1021/acs.est.8b05019 DOI: 10.1021/acs.est.8b05019]</ref><ref name="Yan2020">Yan, S., Rakowska, M., Shen, X., Himmer, T., Irvine, C., Zajac-Fay, R., Eby, J., Janda, D., Ohannessian, S. and Reible, D.D., 2020. Bioavailability Assessment in Activated Carbon Treated Coastal Sediment with In situ and Ex situ Porewater Measurements. Water Research, 185, p. 116259.  [https://doi.org/10.1016/j.watres.2020.116259 DOI: 10.1016/j.watres.2020.116259]</ref>.  Placement of activated carbon for sediment capping is difficult due to the near neutral buoyancy of the material but it has been applied in this manner in relatively low energy environments such as Onondaga Lake, Syracuse, NY<ref name="Vlassopoulos2017">Vlassopoulos, D., Russell, K., Larosa, P., Brown, R., Mohan, R., Glaza, E., Drachenberg, T., Reible, D., Hague, W., McAuliffe, J. and Miller, S., 2017. Evaluation, Design, and Construction of Amended Reactive Caps to Restore Onondaga Lake, Syracuse, New York, USA. Journal of Marine Environmental Engineering, 10(1), pp. 13-27.  Free download available from: [https://www.researchgate.net/publication/317762995_Evaluation_design_and_construction_of_amended_reactive_caps_to_restore_Onondaga_lake_Syracuse_New_York_USA ResearchGate]</ref>.  Alternatives in higher energy environments include placement of activated carbon in a mat such as the CETCO Reactive Core Mat (RCM)® or Huesker Tektoseal®, or as a composite material such as SediMite® or AquaGate®.  In the case of the mats, powdered or granular activated carbon can be placed in a controlled layer while the density of the composite materials is such that they can be broadcast from the surface and allowed to settle to the bottom.  In a sediment treatment application, the composite material would either be worked into the surface or allowed to intermix gradually by bioturbation and other processes.  In a capping application, the mat or composite material would typically be combined or overlain with a sand or other capping layer to keep it in place and to provide a chemical isolation layer away from the sediment surface.  
+
The U.S. Department of Defense’s Environmental Security Technology Certification Program (ESTCP) supported an OPTICS demonstration study at the Pearl Harbor Sediment Site, Hawaii, to determine whether stormwater from Oscar 1 Pier outfall is a contributing source of PCBs to Decision Unit (DU) N-2 (ESTCP Project ER21-5021). High spatial resolution results afforded by ship-based, mobile OPTICS monitoring suggested that PCBs were discharged from the outfall, remained in suspension, and dispersed elsewhere before settling (Figure 5). More details regarding this study were presented by Chang et al. in 2024<ref name="ChangEtAl2024"/>.
  
−
As an alternative to a sorptive capping amendment, low-permeability cap amendments have been proposed to enhance cap design life by decreasing pore water advection.  Low permeability clays are an effective means to divert upwelling groundwater away from a contaminated sediment area but are difficult to place in the aqueous environment.  Bentonite clays can be placed in mats similar to what is done to provide a low permeability liner in landfills. There are also commercial products that can place clays directly such as the composite material AquaBlok®, a bentonite clay and polymer based mineral around an aggregate core<ref name="Barth2008">Barth, E.F., Reible, D. and Bullard, A., 2008. Evaluation of the physical stability, groundwater seepage control, and faunal changes associated with an AquaBlok® sediment cap. Remediation: The Journal of Environmental Cleanup Costs, Technologies and Techniques, 18(4), pp.63-70.  [https://doi.org/10.1002/rem.20183 DOI: 10.1002/rem.20183]</ref>.
+
==Summary==
−
 
+
OPTICS provides:
−
Sediment caps become colonized by microorganisms from the sediments and surface water and potentially become a zone of pollutant biotransformation over time. Aerobic degradation occurs only near the solids-water interface in which benthic organisms are active and thus there might still be significant benthic organism exposure to contaminants. Biotransformation in the anaerobic zone of a cap, which typically extends well beyond the zone of benthic activity, could significantly reduce the risk of pollutant exposure but successful caps encouraging deep degradation processes have not been demonstrated beyond the laboratory.  The addition of materials such as nutrients and oxygen releasing compounds for enhancing the attenuation of contaminants through biodegradation has also been assessed but not applied in the field.  Short term improvements in biodegradation rates can be achieved through tailoring of conditions or addition of nutrients but long term efficacy has not been demonstrated<ref name="Pagnozzi2020">Pagnozzi, G., Carroll, S., Reible, D.D. and Millerick, K., 2020. Biological Natural Attenuation and Contaminant Oxidation in Sediment Caps: Recent Advances and Future Opportunities. Current Pollution Reports, pp.1-14.  [https://doi.org/10.1007/s40726-020-00153-5 DOI: 10.1007/s40726-020-00153-5]</ref>. 
+
*High resolution surface water chemical contaminant characterization
−
[[File: SedCapFig2.png | thumb |600px|Figure 2. A conceptualization of a cap with accompanying habitat layer]]
+
*Cost-effective monitoring and assessment
 +
*Versatile and modular monitoring with capability for real-time telemetry
 +
*Data necessary for development and validation of conceptual site models
 +
*A key line of evidence for designing and evaluating remedies.
  
−
==Cap Design and Materials for Habitat Restoration==
+
Because OPTICS monitoring involves deployment of autonomous sampling instrumentation, a substantially greater volume of data can be collected using this technique compared to traditional sampling, and at a far lower cost. A large volume of data supports evaluation of chemical contaminant concentrations over a range of spatial and temporal scales, and the system can be customized for a variety of environmental applications. OPTICS helps quantify contaminant mass flux and the relative contribution of local transport and source areas to net contaminant transport. OPTICS delivers a strong line of evidence for evaluating contaminant sources, fate, and transport, and for supporting the design of a remedy tailored to address site-specific, risk-driving conditions. The improved understanding of site processes aids in the development of mitigation measures that minimize site risks.  
−
In addition to providing chemical isolation and containment, a cap can also be used to provide improvements for organisms by enhancing the habitat characteristics of the bottom substrate<ref name="Yozzo2004">Yozzo, D.J., Wilber, P. and Will, R.J., 2004. Beneficial use of dredged material for habitat creation, enhancement, and restoration in New York–New Jersey Harbor. Journal of Environmental Management, 73(1), pp. 39-52.  [https://doi.org/10.1016/j.jenvman.2004.05.008 DOI: 10.1016/j.jenvman.2004.05.008]</ref><ref name="Zhang2016">Zhang, C., Zhu, M.Y., Zeng, G.M., Yu, Z.G., Cui, F., Yang, Z.Z. and Shen, L.Q., 2016. Active capping technology: a new environmental remediation of contaminated sediment. Environmental Science and Pollution Research, 23(5), pp.4370-4386.  [https://doi.org/10.1007/s11356-016-6076-8 DOI: 10.1007/s11356-016-6076-8]</ref><ref name="Vlassopoulos2017"/>.  Often, contaminated sediment environments are degraded for a variety of reasons in addition to the toxic constituents.  One way to overcome this is to provide both a habitat layer and chemical isolation or contaminant capping layer. Figure 2 illustrates just such a design providing a more appropriate habitat enhancing substrate, in this case by incorporation additional organic material, vegetation and debris, which is often used by fish species for protection, into the surface layer. In a high energy environment, it should be recognized that it may not be possible to keep a suitable habitat layer in place during high flow events.  This would be true of suitable habitat that had developed naturally as well as a constructed habitat layer and it is presumed that if such a habitat is the normal condition of the waterbody that it will recover over time between such high flow events.
 
−
 
 
−
==Summary==
 
−
Clean substrate can be placed at the sediment-water interface for the purposes of reducing exposure to and risk from contaminants in the sediments. The cap can consist of simple materials such as sand designed to physically stabilize contaminated sediments and separate the benthic community from those contaminants or may include other materials designed to sequester contaminants even under adverse conditions including strong groundwater upwelling or highly mobile contaminants.  The surface of a cap may be designed of coarse material such as gravel or cobble to be stable under high flow events or designed to be more appropriate habitat for benthic and aquatic organisms.  As a result of its flexibility, simplicity and low cost relative to its effectiveness, capping is one of the most prevalent remedial technologies for sediments.  
 
  
 
==References==
 
==References==

Latest revision as of 20:39, 15 July 2024

Assessing Vapor Intrusion (VI) Impacts in Neighborhoods with Groundwater Contaminated by Chlorinated Volatile Organic Chemicals (CVOCs)

The VI Diagnosis Toolkit[1] is a set of tools that can be used individually or in combination to assess vapor intrusion (VI) impacts at one or more buildings overlying regional-scale dissolved chlorinated solvent-impacted groundwater plumes. The strategic use of these tools can lead to confident and efficient neighborhood-scale VI pathway assessments.

Related Article(s):

Contributor(s):

  • Paul C. Johnson, Ph.D.
  • Paul Dahlen, Ph.D.
  • Yuanming Guo, Ph.D.

Key Resource(s):

  • The VI Diagnosis Toolkit for Assessing Vapor Intrusion Pathways and Impacts in Neighborhoods Overlying Dissolved Chlorinated Solvent Plumes, ESTCP Project ER-201501, Final Report[1]
  • CPM Test Guidelines: Use of Controlled Pressure Method Testing for Vapor Intrusion Pathway Assessment, ESTCP Project ER-201501, Technical Report[2]
  • VI Diagnosis Toolkit User Guide, ESTCP Project ER-201501[3]

Background

Figure 1. Example of instrumentation used for OPTICS monitoring.
Figure 2. Schematic diagram illustrating the OPTICS methodology. High resolution in-situ data are integrated with traditional discrete sample analytical data using partial least-square regression to derive high resolution chemical contaminant concentration data series.

Nationwide, the liability due to contaminated sediments is estimated in the trillions of dollars. Stakeholders are assessing and developing remedial strategies for contaminated sediment sites in major harbors and waterways throughout the U.S. The mobility of contaminants in surface water is a primary transport and risk mechanism[4][5][6]; therefore, long-term monitoring of both particulate- and dissolved-phase contaminant concentration prior to, during, and following remedial action is necessary to document remedy effectiveness. Source control and total maximum daily load (TMDL) actions generally require costly manual monitoring of dissolved and particulate contaminant concentrations in surface water. The magnitude of cost for these actions is a strong motivation to implement efficient methods for long-term source control and remedial monitoring.

Traditional surface water monitoring requires mobilization of field teams to manually collect discrete water samples, send samples to laboratories, and await laboratory analysis so that a site evaluation can be conducted. These traditional methods are well known to have inherent cost and safety concerns and are of limited use (due to safety concerns and standby requirements for resources) in capturing the effects of episodic events (e.g., storms) that are important to consider in site risk assessment and remedy selection. Automated water samplers are commercially available but still require significant field support and costly laboratory analysis. Further, automated samplers may not be suitable for analytes with short hold-times and temperature requirements.

Optically-based characterization of surface water contaminants is a cost-effective alternative to traditional discrete water sampling methods. Unlike discrete water sampling, which typically results in sparse data at low resolution, and therefore, is of limited use in determining mass loading, OPTICS (OPTically-based In-situ Characterization System) provides continuous data and allows for a complete understanding of water quality and contaminant transport in response to natural processes and human impacts[7][8][9][10][11][12]. The OPTICS tool integrates commercial off-the-shelf in situ aquatic sensors (Figure 1), periodic discrete surface water sample collection, and a multi-parameter statistical prediction model[13][14] to provide high temporal and/or spatial resolution characterization of surface water chemicals of potential concern (COPCs) (Figure 2).

Technology Overview

The principle behind OPTICS is based on the relationship between optical properties of natural waters and the particles and dissolved material contained within them[15][16][17][18][19][20][21][22]. Surface water COPCs such as heavy metals and polychlorinated biphenyls (PCBs) are hydrophobic in nature and tend to sorb to materials in the water column, which have unique optical signatures that can be measured at high-resolution using in situ, commercially available aquatic sensors[23][24][25][26]. Therefore, high-resolution concentrations of COPCs can be accurately and robustly derived from in situ measurements using statistical methods.

The OPTICS method is analogous to the commonly used empirical derivation of total suspended solids concentration (TSS) from optical turbidity using linear regression[27]. However, rather than deriving one response variable (TSS) from one predictor variable (turbidity), OPTICS involves derivation of one response variable (e.g., PCB concentration) from a suite of predictor variables (e.g., turbidity, temperature, salinity, and fluorescence of chlorophyll-a) using multi-parameter statistical regression. OPTICS is based on statistical correlation – similar to the turbidity-to-TSS regression technique. The method does not rely on interpolation or extrapolation.

The OPTICS technique utilizes partial least-squares (PLS) regression to determine a combination of physical, optical, and water quality properties that best predicts chemical contaminant concentrations with high variance. PLS regression is a statistically based method combining multiple linear regression and principal component analysis (PCA), where multiple linear regression finds a combination of predictors that best fit a response and PCA finds combinations of predictors with large variance[13][14]. Therefore, PLS identifies combinations of multi-collinear predictors (in situ, high-resolution physical, optical, and water quality measurements) that have large covariance with the response values (discrete surface water chemical contaminant concentration data from samples that are collected periodically, coincident with in situ measurements). PLS combines information about the variances of both the predictors and the responses, while also considering the correlations among them. PLS therefore provides a model with reliable predictive power.

OPTICS in situ measurement parameters include, but are not limited to current velocity, conductivity, temperature, depth, turbidity, dissolved oxygen, and fluorescence of chlorophyll-a and dissolved organic matter. Instrumentation for these measurements is commercially available, robust, deployable in a wide variety of configurations (e.g., moored, vessel-mounted, etc.), powered by batteries, and records data internally and/or transmits data in real-time. The physical, optical, and water quality instrumentation is compact and self-contained. The modularity and automated nature of the OPTICS measurement system enables robust, long-term, autonomous data collection for near-continuous monitoring.

Figure 3. OPTICS to characterize COPC variability in the context of site processes at BCSA. (A) Tidal oscillations (Elev.MSL) and precipitation (Precip.). (B) – (D) OPTICS-derived particulate mercury (PHg) and methylmercury (PMeHg) and total PCBs (TPCBs). Open circles represent discrete water sample data.

OPTICS measurements are provided at a significantly reduced cost relative to traditional monitoring techniques used within the environmental industry. Cost performance analysis shows that monitoring costs are reduced by more than 85% while significantly increasing the temporal and spatial resolution of sampling. The reduced cost of monitoring makes this technology suitable for a number of environmental applications including, but not limited to site baseline characterization, source control evaluation, dredge or stormflow plume characterization, and remedy performance monitoring. OPTICS has been successfully demonstrated for characterizing a wide variety of COPCs: mercury, methylmercury, copper, lead, PCBs, dichlorodiphenyltrichloroethane (DDT) and its related compounds (collectively, DDX), and 2,3,7,8-Tetrachlorodibenzo-p-dioxin (TCDD or dioxin) in a number of different environmental systems ranging from inland lakes and rivers to the coastal ocean. To date, OPTICS has been limited to surface water applications. Additional applications (e.g., groundwater) would require further research and development.

Applications

Figure 4. OPTICS reveals baseflow daily cycling and confirms storm-induced particle-bound COPC resuspension and mobilization through bank interaction. (A) Flow rate (Q) and precipitation (Precip). (B) – (C) OPTICS-derived particulate mercury (PHg) and methylmercury (PMeHg). Open circles represent discrete water sample data.
Figure 5. Three-dimensional volume plot of high spatial resolution OPTICS-derived PCBs in exceedance of baseline showing that PCBs were discharged from the outfall (yellow arrow), remained in suspension, and dispersed elsewhere before settling.

An OPTICS study was conducted at Berry’s Creek Study Area (BCSA), New Jersey in 2014 and 2015 to understand COPC sources and transport mechanisms for development of an effective remediation plan. OPTICS successfully extended periodic discrete surface water samples to continuous, high-resolution measurements of PCBs, mercury, and methylmercury to elucidate COPC sources and transport throughout the BCSA tidal estuary system. OPTICS provided data at resolution sufficient to investigate COC variability in the context of physical processes. The results (Figure 3) facilitated focused and effective site remediation and management decisions that could not be determined based on periodic discrete samples alone, despite over seven years of monitoring at different locations throughout the system over a range of different seasons, tidal phases, and environmental conditions. The BCSA OPTICS methodology and its results have undergone official peer review overseen by the U.S. Environmental Protection Agency (USEPA), and those results have been published in peer-reviewed literature[7].

OPTICS was applied at the South River, Virginia in 2016 to quantify sources of legacy mercury in the system that are contributing to recontamination and continued elevated mercury concentrations in fish tissue. OPTICS provided information necessary to identify mechanisms for COPC redistribution and to quantify the relative contribution of each mechanism to total mass transport of mercury and methylmercury in the system. Continuous, high-resolution COPC data afforded by OPTICS helped resolve baseflow daily cycling that had never before been observed at the South River (Figure 4) and provided data at temporal resolution necessary to verify storm-induced particle-bound COC resuspension and mobilization through bank interaction. The results informed source control and remedy design and monitoring efforts. Methodology and results from the South River have been published in peer-reviewed literature[8].

The U.S. Department of Defense’s Environmental Security Technology Certification Program (ESTCP) supported an OPTICS demonstration study at the Pearl Harbor Sediment Site, Hawaii, to determine whether stormwater from Oscar 1 Pier outfall is a contributing source of PCBs to Decision Unit (DU) N-2 (ESTCP Project ER21-5021). High spatial resolution results afforded by ship-based, mobile OPTICS monitoring suggested that PCBs were discharged from the outfall, remained in suspension, and dispersed elsewhere before settling (Figure 5). More details regarding this study were presented by Chang et al. in 2024[9].

Summary

OPTICS provides:

  • High resolution surface water chemical contaminant characterization
  • Cost-effective monitoring and assessment
  • Versatile and modular monitoring with capability for real-time telemetry
  • Data necessary for development and validation of conceptual site models
  • A key line of evidence for designing and evaluating remedies.

Because OPTICS monitoring involves deployment of autonomous sampling instrumentation, a substantially greater volume of data can be collected using this technique compared to traditional sampling, and at a far lower cost. A large volume of data supports evaluation of chemical contaminant concentrations over a range of spatial and temporal scales, and the system can be customized for a variety of environmental applications. OPTICS helps quantify contaminant mass flux and the relative contribution of local transport and source areas to net contaminant transport. OPTICS delivers a strong line of evidence for evaluating contaminant sources, fate, and transport, and for supporting the design of a remedy tailored to address site-specific, risk-driving conditions. The improved understanding of site processes aids in the development of mitigation measures that minimize site risks.

References

  1. ^ 1.0 1.1 Johnson, P.C., Guo, Y., Dahlen, P., 2020. The VI Diagnosis Toolkit for Assessing Vapor Intrusion Pathways and Mitigating Impacts in Neighborhoods Overlying Dissolved Chlorinated Solvent Plumes. ESTCP Project ER-201501, Final Report. Project Website   Final Report.pdf
  2. ^ Johnson, P.C., Guo, Y., Dahlen, P., 2021. CPM Test Guidelines: Use of Controlled Pressure Method Testing for Vapor Intrusion Pathway Assessment. ESTCP ER-201501, Technical Report. Project Website   Technical_Report.pdf
  3. ^ Johnson, P.C., Guo, Y., and Dahlen, P., 2022. VI Diagnosis Toolkit User Guide, ESTCP ER-201501, User Guide. Project Website   User_Guide.pdf
  4. ^ Thibodeaux, L.J., 1996. Environmental Chemodynamics: Movement of Chemicals in Air, Water, and Soil, 2nd Edition, Volume 110 of Environmental Science and Technology: A Wiley-Interscience Series of Texts and Monographs. John Wiley & Sons, Inc. 624 pages. ISBN: 0-471-61295-2
  5. ^ United States Environmental Protection Agency (USEPA), 2005. Contaminated Sediment Remediation Guidance for Hazardous Waste Sites. Office of Superfund Remediation and Technology Innovation Report, EPA-540-R-05-012. Report.pdf
  6. ^ Lick, W., 2008. Sediment and Contaminant Transport in Surface Waters. CRC Press. 416 pages. doi: 10.1201/9781420059885
  7. ^ 7.0 7.1 Cite error: Invalid <ref> tag; no text was provided for refs named ChangEtAl2019
  8. ^ 8.0 8.1 Cite error: Invalid <ref> tag; no text was provided for refs named ChangEtAl2018
  9. ^ 9.0 9.1 Cite error: Invalid <ref> tag; no text was provided for refs named ChangEtAl2024
  10. ^ Bergamaschi, B.A., Fleck, J.A., Downing, B.D., Boss, E., Pellerin, B., Ganju, N.K., Schoellhamer, D.H., Byington, A.A., Heim, W.A., Stephenson, M., Fujii, R., 2011. Methyl mercury dynamics in a tidal wetland quantified using in situ optical measurements. Limnology and Oceanography, 56(4), pp. 1355-1371. doi: 10.4319/lo.2011.56.4.1355   Open Access Article
  11. ^ Bergamaschi, B.A., Fleck, J.A., Downing, B.D., Boss, E., Pellerin, B.A., Ganju, N.K., Schoellhamer, D.H., Byington, A.A., Heim, W.A., Stephenson, M., Fujii, R., 2012. Mercury Dynamics in a San Francisco Estuary Tidal Wetland: Assessing Dynamics Using In Situ Measurements. Estuaries and Coasts, 35, pp. 1036-1048. doi: 10.1007/s12237-012-9501-3   Open Access Article
  12. ^ Bergamaschi, B.A., Krabbenhoft, D.P., Aiken, G.R., Patino, E., Rumbold, D.G., Orem, W.H., 2012. Tidally driven export of dissolved organic carbon, total mercury, and methylmercury from a mangrove-dominated estuary. Environmental Science and Technology, 46(3), pp. 1371-1378. doi: 10.1021/es2029137   Open Access Article
  13. ^ 13.0 13.1 de Jong, S., 1993. SIMPLS: an alternative approach to partial least squares regression. Chemometrics and Intelligent Laboratory Systems, 18(3), pp. 251-263. doi: 10.1016/0169-7439(93)85002-X
  14. ^ 14.0 14.1 Rosipal, R. and Krämer, N., 2006. Overview and Recent Advances in Partial Least Squares, In: Subspace, Latent Structure, and Feature Selection: Statistical and Optimization Perspectives Workshop, Revised Selected Papers (Lecture Notes in Computer Science, Volume 3940), Springer-Verlag, Berlin, Germany. pp. 34-51. doi: 10.1007/11752790_2
  15. ^ Boss, E. and Pegau, W.S., 2001. Relationship of light scattering at an angle in the backward direction to the backscattering coefficient. Applied Optics, 40(30), pp. 5503-5507. doi: 10.1364/AO.40.005503
  16. ^ Boss, E., Twardowski, M.S., Herring, S., 2001. Shape of the particulate beam spectrum and its inversion to obtain the shape of the particle size distribution. Applied Optics, 40(27), pp. 4884-4893. doi:10/1364/AO.40.004885
  17. ^ Babin, M., Morel, A., Fournier-Sicre, V., Fell, F., Stramski, D., 2003. Light scattering properties of marine particles in coastal and open ocean waters as related to the particle mass concentration. Limnology and Oceanography, 48(2), pp. 843-859. doi: 10.4319/lo.2003.48.2.0843   Open Access Article
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  27. ^ Rasmussen, P.P., Gray, J.R., Glysson, G.D., Ziegler, A.C., 2009. Guidelines and procedures for computing time-series suspended-sediment concentrations and loads from in-stream turbidity-sensor and streamflow data. In: Techniques and Methods, Book 3: Applications of Hydraulics, Section C: Sediment and Erosion Techniques, Ch. 4. 52 pages. U.S. Geological Survey.   Open Access Article

See Also

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